What Regulatory Authorities Oversee Public Limited Company (PLC)s?

Regulatory Authorities for Public Limited Companies

1. United States:

Securities and Exchange Commission (SEC): The Securities and Exchange Commission (SEC) serves as the primary regulatory authority for U.S. public companies, responsible for enforcing federal securities laws and establishing disclosure standards.

2. United Kingdom:

Financial Conduct Authority (FCA): The FCA regulates financial markets and services in the UK, including the listing and trading of securities on the London Stock Exchange (LSE).

3. India:

Securities and Exchange Board of India (SEBI): The Securities and Exchange Board of India (SEBI) is the key regulatory authority for India's securities markets, overseeing the issuance and trading of securities, enforcing corporate governance standards, and safeguarding investor interests.

4. European Union:

European Securities and Markets Authority (ESMA): ESMA coordinates securities market regulation in the EU, with member states' authorities overseeing listed companies on their stock exchanges.

5. Canada:

Canadian Securities Administrators (CSA): CSA, with regulators from Canada's provinces, oversees the nation's capital markets and public company regulation.

6. Australia:

Australian Securities and Investments Commission (ASIC): ASIC is responsible for regulating corporations and financial markets in Australia, including the oversight of publicly listed companies.

7. Japan:

Financial Services Agency (FSA): The FSA in Japan supervises financial markets and securities regulation, ensuring compliance with securities laws.

8. Hong Kong:

Securities and Futures Commission (SFC): The SFC is responsible for overseeing securities and futures markets in Hong Kong, including regulation of publicly listed companies on the Hong Kong Stock Exchange.

9. Other Jurisdictions: Various countries have their dedicated regulatory authorities responsible for supervising public companies, stock exchanges, and securities markets, playing a pivotal role in upholding compliance with local laws and regulations.